[Get free] Wiley Series 9 Exam Review 2016 + Test Bank: The General Securities Sales Supervisor Qualification Examination--Option Module (Wiley FINRA)






 |  2015-11-05 |  2015-11-05 | File Name: B017PNQ3UU

||From the Back Cover||The go-to guide to acing the Series 9 Exam! |Passing the General Securities Sales Supervisor Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; inve

The go-to guide to acing the Series 9 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates must have passed the Series 7 prior to taking the Ser...


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